Tag: Investment Advisers
August 5, 2020
Corporate Law | General Corporate Advisory
Corporate Law | General Corporate Advisory
An Overview of the SEBI (Investment Advisers) (Amendmen...
In India, investment advisers ("IAs") are regulated by the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 ("Principal Regulations"). The Principal Regulations inter alia specify conditions for registration, certification, capital adequacy, risk profiling and suitability, disclosures to be made, code of conduct, records to be maintained, manner of conducting inspection etc. with respect to IAs. ......